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5.5 - Using the Candidates Test to Determine Absolute (Global) Extrema

Candidates for Absolute Extrema

To find the absolute max and absolute min of a function on a closed interval, you only have to check two kinds of points:
  1. Critical points (where f′(x)=0f'(x) = 0 or f′(x)f'(x) doesn’t exist)
  1. Endpoints of the interval
5.5 - Using the Candidates Test to Determine Absolute (Global) Extrema
The absolute extrema have to occur at one of these candidates. Nothing else needs to be checked.
Why this works: if ff is continuous on [a,b][a, b], the Extreme Value Theorem (5.2) guarantees the absolute max and min exist. An absolute extremum inside the interval is also a relative extremum, so it has to be at a critical point. The only other place it can be is an endpoint.

The Procedure

  1. Find all critical points by solving f′(x)=0f'(x) = 0 and finding where f′(x)f'(x) doesn’t exist
  1. Identify the endpoints of the interval [a,b][a, b]
  1. Evaluate f(x)f(x) at every critical point and endpoint
  1. Compare all the values. Largest is the absolute max, smallest is the absolute min.

Example 1

Find the absolute max and min of f(x)=x3−6x2+9x+2f(x) = x^3 - 6x^2 + 9x + 2 on [0,5][0, 5].
Step 1: Critical points.
f′(x)=3x2−12x+9=3(x−1)(x−3)f'(x) = 3x^2 - 12x + 9 = 3(x - 1)(x - 3)3(x−1)(x−3)=0⇒x=1 or x=33(x - 1)(x - 3) = 0 \quad \Rightarrow \quad x = 1 \text{ or } x = 3
Both are inside [0,5][0, 5].
Step 2: Endpoints. x=0x = 0 and x=5x = 5
Step 3: Evaluate at all candidates.
xx
f(x)f(x)
Calculation
00
22
0−0+0+2=20 - 0 + 0 + 2 = 2
11
66
1−6+9+2=61 - 6 + 9 + 2 = 6
33
22
27−54+27+2=227 - 54 + 27 + 2 = 2
55
2222
125−150+45+2=22125 - 150 + 45 + 2 = 22
Step 4: Compare.
Absolute maximum value: 2222, at x=5x = 5
Absolute minimum value: 22, at x=0x = 0 and x=3x = 3

Using the Calculator Table Feature

For ugly expressions, use the table function:
  1. Enter the function into Y1Y_1
  1. Press 2ND then TBLSET
  1. Set “Indpnt: Ask”
  1. Press 2ND then TABLE
  1. Enter each candidate value and record the output
This is really handy for fractions, radicals, or big numbers.

Example 2: Using the Calculator

Find the absolute extrema of g(x)=x4−8x2+5g(x) = x^4 - 8x^2 + 5 on [−1,3][-1, 3].
Critical points:
g′(x)=4x3−16x=4x(x−2)(x+2)g'(x) = 4x^3 - 16x = 4x(x-2)(x+2)
Critical points: x=−2,0,2x = -2, 0, 2. But only x=0x = 0 and x=2x = 2 are inside [−1,3][-1, 3].
Candidates: x=−1,0,2,3x = -1, 0, 2, 3
xx
g(x)g(x)
−1-1
−2-2
00
55
22
−11-11
33
1414
Absolute maximum value: 1414
Absolute minimum value: −11-11

Finding Absolute Extrema from the Graph of f′(x)f'(x)

When you’re only given the graph of the derivative, you have to reason about how f(x)f(x) behaves.
5.5 - Using the Candidates Test to Determine Absolute (Global) Extrema

Strategy

Where f′(x)>0f'(x) > 0, ff is increasing. Where f′(x)<0f'(x) < 0, ff is decreasing.
To compare candidates, think about the area between f′(x)f'(x) and the x-axis:
  • Positive area (green) is how much the function goes up
  • Negative area (yellow) is how much it goes down

Working Through the Graph

Interval [−3,4][-3, 4]. Candidates: endpoints x=−3x = -3 and x=4x = 4, plus critical points x=1x = 1 and x=3x = 3.
For the absolute maximum:
  • At x=1x = 1: the function increased a lot from x=−3x = -3 to x=1x = 1 (big green area)
  • At x=4x = 4: it increased a bit from x=3x = 3 to x=4x = 4 (small green area), but it dropped a lot from x=1x = 1 to x=3x = 3 (big yellow area)
Since the increase over [−3,1][-3, 1] outweighs the net change over [1,4][1, 4], the absolute maximum is at x=1x = 1.
For the absolute minimum:
  • At x=−3x = -3: this is the starting point, before any of the increase
  • At x=3x = 3: after the big drop from x=1x = 1
From x=−3x = -3 to x=3x = 3, the function first goes up by the big green area, then down by the smaller yellow area. It ends up higher than where it started, so f(3)>f(−3)f(3) > f(-3). So the absolute minimum is at x=−3x = -3.

Visual Area Comparison

  • Large positive area means a significant increase
  • Large negative area means a significant decrease
  • Compare the net change to figure out which candidate ends up higher or lower

Key Takeaways

  • Candidates for absolute extrema are critical points and endpoints, that’s it
  • You must evaluate f(x)f(x) at every candidate
  • Absolute max is the largest value among the candidates, absolute min is the smallest
  • You don’t need to classify critical points as relative max/min, just evaluate them all
  • Show your work by listing every candidate and its function value
  • From a graph of f′(x)f'(x), compare areas to figure out net increase and decrease
  • The calculator table feature speeds up evaluating messy expressions

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